Risk Management Questionnaire

A risk management questionnaire is an evaluation tool used to establish the risk ratings of a particular business or company. It seeks to find out whether or not any risk management strategies have been put in place. Risk management is an area that is critically important for the sustenance of any business.

Sample Risk Management Questionnaire

Answer Yes or No to the following questions

Is there a risk management strategy in place? ______________________

Is there a department that deals with risk management?

Are risk assessments carried out within every department of the company?

Is there anyone who is responsible for the company’s risk management strategy? _________________

If yes, please name the person and the job title

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Does this person deal with any complaints that arise? ____________________________________

After complaints are received, what is the procedure of following up on raised issues?

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Are complaints registered and filed?

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What is the conflict resolution policy of the company?

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Is the environment conducive for staff to communicate with management?

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Are audit processes routinely carried out?

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Are reviewed files stored for future reference?

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Who distributes mail correspondence?

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Is there a period of training and orientation for new members of staff?

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Is staff progress regularly assessed?

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What is the company’s policy regarding gross misconduct?

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What penalties do deviant staff members face?

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What risk management strategies are implemented and by whom?

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What relationship does the company have with the media?

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