Investment Strategy Questionnaire


An investment strategy questionnaire is the questionnaire form that is intended to be filled either by individuals or business organizations so as to analyse the current investment composition, future investment and financial goals, etc so that an investment portfolio can be developed to cater to the financial needs of the client.

Sample Investment Strategy Questionnaire:

Name of the client: _______________________

Full Address

Street: ________________          City / State: _______________           Zip Code: __________

Contact Number: ________________

Date of Birth: ______________ Age: ________ Email id: _____________________________

Give an approximate breakup of your financial investments

Cash:                ________________________

Equities:     ________________________

Fixed Income: ________________________

Mutual Funds: ________________________

Other:               _______________________

Q1: Are you currently working now or retired?

____________________________

Q2: If you are going to get retired, then what kind of deviation from the above mentioned distribution can we expect?

_____________________________________________________________________________

Q3: What is your current income (including taxable income)?

__________________________

Q4: What is the percentage of tax that is applicable to you?

_________________________

Q5: How do you classify yourself in terms of risk aversion?

a)   High risk aversion

b)   Medium risk aversion

c)   Low risk aversion

d)   Can’t say

Q6: What is your objective of investment?

___________________________________

Q7: What are your financial short term goals?

a)   Income generation

b)   Capital appreciation and income generation

c)   Capital preservation

d)   Other _____________________________

Q8: What are your financial long term goals?

a)   Income generation

b)   Capital appreciation and income generation

c)   Capital preservation

d)   Other _____________________________

Q9: What are the dependent members in your family?

__________________

Q10: Are there any things you want to avoid in your portfolio investment?

)        Yes

a)      No

If ‘No’, please mention _______________________________________

Q11: What is your ideal composition of risky and non-risky assets in your portfolio?

_________________

Category: Investment Questionnaire

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