The questions must be direct and relevant and care should be taken to understand the gravity of the document. An investment advisor new client questionnaire can prove to be a huge help in unearthing information about a client and it also says a lot about the client’s investment pattern. This is what makes it a crucial document.

Sample Investment Advisor New Client Questionnaire

Please answer this section of the CLIENT INFORMATION DOCUMENT carefully. All questions are mandatory.

• Do you have any life insurance? If yes, then please mention details of the same and attach the relevant photocopies of the policies.

_______________________________________________

_______________________________________________

_______________________________________________

_____________________________

• Do you have medical insurance and if yes, then is the medical insurance claim made through your employer?

_______________________________________________

_______________________________________________

_______________________________________________

_____________________________

• What is the state of your short or long term disability insurance? If such insurance policies are in use, please attach samples of the same.

_______________________________________________

_______________________________________________

_______________________________________________

_____________________________

• Have you ever had, or currently have, umbrella liability insurance? Mention the company, policy number, type of policy and so on in the space provided below:

_______________________________________________

_______________________________________________

_______________________________________________

_____________________________

• Do you have any of the following insurance policies? Provide details

(a)    Auto insurance

(b)   Homeowner’s or rent insurance

(c)    Any other kind of insurance

• What is your gross annual income? Please include a copy of the latest tax return statement by the Federal and State governments.

_______________________________________________

_______________________________________________

_______________________________________________

_____________________________

Declaration: I ___________________ [name] attest to the truth and verity of the facts mentioned above. These facts are true and accurate to the best of my knowledge. In case of any errors being disclosed later, I shall hold myself responsible and shall subject myself to litigation as applicable.

Sample Investment Survey Questionnaire:

Please fill in the following questionnaire, ensuring that you answer all the necessary questions:

1. As an investor, how do you allocate your stocks, bonds and investments?

_____________________________________________________________

_____________________________________________________________

2. When do you wish to draw money from your investments?

• Between 1 and 2 years

• Between 2 and 5 years

• Between 5 and 10 years

• Between 10 and 15 years

3. If you owned a stock investment that loses over 20% in the space of 2 months, what would you do from the following options?

• Sell the investment that remains

• Sell some amount of the investment that remains

• Hold on to the investment and not sell anything at all

• Buy some more of the investment and hope that stocks get stabilized.

4. Are you an investor who prefers investing in low risk investments even if they yield less returns as compared to high risk investments which fluctuate a lot in value but yield comparatively higher dividends?

• Yes

• No

• Not sure

5. In case of a market crisis, would you prefer to sell off the high risk investments and invest that money in low risk investments?

• Yes

• No

• Not sure

6. Do you think that your income is likely to be stable in the years to come?

______________________________________________________________

______________________________________________________________

Sample Investment Style Questionnaire

Please answer all the questions provided below as they will help us determine your investment style.

Question 1: What is the thing that you expect to see in your brokerage account?

• Greater rise in the market shares but your own shares have not made much profit.

• A portfolio in your account is currently at the low end but you know it has the potential to triple or even quadruple over time.

• A particular stock has gained a huge rise but you cannot understand why and are inclined to not trust this rise.

Question 2: How would you define your investment style?

• Cautious

• Risk taking

• Not sure

Question 3: How much information do you need in order to sell, move or buy stocks?

• Detailed updates from the company followed by reports on the news, financial newspapers and financial analyzers.

• You prefer checking in on the company through sources or personally.

• You are content to do your own analysis and do not always follow what the trade reports suggest.

Question 4: What do you expect from your investments?

• More or less stable with some growth.

• Ideal positioning to capitalize on rapid growth of allied companies and industries.

• An investment that can grant you very high returns but can also be volatile at times and lead to huge losses.

Sample Investment Policy Statement Questionnaire

• As an investor, how would you describe your temperament?

(a)    I am more interested in a conservative growth of my assets. I prefer saving capital than expecting growth as such. Stability and minimum risk are sought by me more than growth or fluctuations.

(b)   I understand that in order to achieve greater gains, it is mandatory than more risks are taken by me. Therefore, I am an aggressive investor.

(c)    I am not too sure about my investment temperament.

• If there are short term fluctuations in your investment portfolio, what would your reaction be?

(a)    I would be extremely unhappy about any fluctuations in my portfolio

(b)   I would have some concern about minor fluctuations in my portfolio

(c)    I would have very little concern about short term losses in my investment portfolio

• How long, as an investor, will you be prepared to cover the short term losses in your investment portfolio?

(a)    As long as necessary, that is, the full term of the investment

(b)   Not very long

(c)    Not long at all

• In terms of gains expected from investment, how do you view your prospects in the following options?

(a)    One to five years: ______________________________________

(b)   Five to ten years: _______________________________________

(c)    Ten to fifteen years: _____________________________________

Care should be taken to pose the questions in a manner which is interesting and relevant to the task at hand. What is important in an investment risk analysis is the manner in which the questions are framed. They should be pertinent to the topic and all attempts should be made to understand the purpose of the document. The questions must not be mediated or coercive in any way. The investment risk analysis questionnaire is a common document in today’s world of financial turbulence.

Sample Investment Risk Analysis Questionnaire:

Please answer the following questions in order to understand your attitude towards investment risks. All questions are mandatory.

1. Would you describe yourself as a risk taker?

• Yes

• No

2. How comfortable are you in investing in stocks or mutual funds?

• Not very comfortable

• Fairly comfortable

• Experienced in investing in stocks and mutual funds

3. If there are rumors that the prices of bonds are falling, and there is more security in assets like gold and silver, and if most of your money is tied up in high profit government stocks, then what would you choose to do?

______________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

4. If you were given the choice of investing in any one of the following, which one would you choose?

• Money market mutual fund

• Savings account

• Portfolio of 10 common stocks

• Assets and materials commodities like gold and silver.

• Who is in charge of the investment decisions in your household?

____________________________________________________________________________________________________________________________________________________________________

6. What is the nature of investments that you currently have? Provide a detailed analysis:

____________________________________________________________________________________________________________________________________________________________________

One must also try to win over their clients through their promising as well as innovative solutions and also extend their business as well as horizon. Not losing the heart and focussing on the goal also proves to be of great help. Next, one must gain the pace while expanding and also refine their ideas so as to improve them. Finally keeping balance between work and life and creating the heritage in the process helps to convert your ideas into reality.

If you wish to excel as an entrepreneur then you should follow the 5 golden rules which include being inquisitive and asking questions, moving in the action from the solutions, setting up targets that are achievable within a given time frame, maintaining a pool of creative inner circle and looking after the vision, mission and values of the organisation.

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<a href='http://www.samplequestionnaire.com/things-that-successfully-convert-a-great-idea-into-a-reality.html' title='12 Things that Successfully Convert a Great Idea into a Reality' ><img src='http://www.samplequestionnaire.com/wp-content/uploads/2013/04/12-Things-that-Successfully-Convert-a-Great-Idea-into-a-Reality.jpg' alt='12 Things that Successfully Convert a Great Idea into a Reality' title='12 Things that Successfully Convert a Great Idea into a Reality' width='' height=''/></a><br/><a href='http://www.samplequestionnaire.com/things-that-successfully-convert-a-great-idea-into-a-reality.html'>Sample Questionnaire</a>

This is an effective way for companies to improve their training programs for the betterment of the productivity of the employees. Below given is a sample of an employee training survey questionnaire that can be used for reference by any person.

Sample Employee Training Survey Questionnaire

Employee’s name:

Employee’s ID:

Employee’s designation in company:

Date of joining:

Training batch number:

Contact number:

Email address:

Department name:

The following are a few training survey questions. Please answer all the questions in the spaces provided:

Q1. Have your undergone the recent training program which was compulsory for all the employees?

a)      Yes

b)      No

Q2. What is it that you gained or learned from your training?

___________________________________________________________________

Q3. Are you satisfied with the standard and procedure of the training program?

a)      Yes, I am very satisfied

b)      Yes, satisfied

c)      Not very satisfied

d)     No, I am not satisfied

Q4. What do you have to say about training consultant?

____________________________________________________________________

Q5. Do you think that each employee was given equal attention during the training program?

a)      Yes

b)      No

Q6. Is there anything that you would have liked to change about the training program?

a)      Yes

b)      No

Q7. If your answer for the previous question is yes, then please suggest what you would change about the training program.

______________________________________________________________________

Q8. Are you going to utilize and implement the teachings of the training program in your work?

a)      Yes, definitely

b)      Yes, may be

c)      No

Q9. Would you like to add anything else about the training?

_____________________________________________________________________

These questionnaires also help the organization in growing by letting its employees review their own performance and bring about changes to polish it further. The following is a well framed sample of an employee self appraisal questionnaire that can be used by anyone looking for reference.

Sample Employee Self Appraisal Questionnaire

Name of the employee:

Age of the employee:

Date of posting:

Contact number:

Email address:

Job position/designation in company:

Name of the department:

Here are a few employee self appraisal questions. Kindly devote a few minutes to answer them completely and honestly:

Q1. When did you conduct your last self appraisal?

_____________________________________________

Q2. Have you worked on the areas that needed work since your last appraisal?

a)      Yes

b)      No

Q3. Do you think you have improved your performance at work since your last appraisal?

a)      Yes

b)      No

Q4. Do you think that you give your best at work each day?

a)      Yes

b)      No

Q5. What are the factors that would help you to give your best at work?

________________________________________________________

Q6. Have you achieved any work or goals in addition to your typical duties?

a)      Yes

b)      No

Q7. Do you think you have contributed to the success of the company since your last appraisal/

a)      Yes

b)      No

Q8. What are your major strengths as far as your work is concerned?

___________________________________________________________

Q9. Please discus your major weaknesses related to work?

___________________________________________________________

Q10. Do you think that undergoing a training program will help you to improve your work efficiency/

a)      Yes

b)      No

Q11. According to you, what all changes can help to improve your efficiency at work?

An employee self evaluation questionnaire is also useful for any organization since it contributes in improving the efficiency of the employee base thereby helping the company raise its standards. The following is a sample of an employee self evaluation questionnaire which can be used for help by anyone.

Sample Employee Self Evaluation Questionnaire

Employee’s name:

Employee’s department name:

Employee’s designation in company:

Contact number of employee:

Email address of employee:

The following is an employee self evaluation questionnaire. Kindly answer all the questions in the spaces provided.

Q1. How long have you been part of this organization?

a)      0-2 years

b)      2-4 years

c)      4-6 years

d)     More than 6 years

Q2. How many times have you been promoted during this tenure of work?

a)      0-2 times

b)      2-4 times

c)      More than 4 times

Q3. What do you like most about your job?

a)      The work profile

b)      The working environment

c)      The scope for improvement and growth

d)     Other(please specify)

Q4. What do you least like about your job?

a)      The limitation of growth prospects

b)      The long working hours

c)      The working environment

d)     Other(please specify)

Q5. Do you think you can perform better than you are doing as of now?

a)      Yes

b)      No

Q6. What do you think can help you improve your work efficiency?

__________________________________________________

Q7. What are the steps that you have taken since your last evaluation to deliver better results at work?

_________________________________________________

Q8. Do you think you need more training in order to perform better?

a)      Yes

b)      no

Through these questionnaires, an organization can work towards building a risk free environment for the employees and ensure that they do not face any kind of hazard at work. The following is a sample of an employee risk management questionnaire which can be taken into use for reference by any person.

Sample Employee Risk Management Questionnaire

Name of the employee:

Designation in company:

Department name:

Contact number of employee:

Email address of employee:

Kindly answer all the following given questions in the spaces provided. Any information provided by you shall remain confidential.

Q1. How long have you been working in this company?

a)      0-1 year

b)      1-3 years

c)      3-5 years

d)     More than 5 years

Q2. During this tenure of work, have you ever felt any fear or risk at work?

a)      Yes

b)      No

Q3. Have you ever been abused, bullied, harassed or teased by any of your colleagues or seniors?

a)      Yes

b)      No

Q4. If yes, then did you report the incident to the authorities?

a)      Yes

b)      No

Q5. If yes, then was any action taken against the individual at fault?

a)      Yes

b)      No

Q6. Are you at risk from any of the materials, substances etc used in the manufacturing process?

a)      Yes

b)      No

Q7. Have you ever been hurt or injured by any machinery or tools at the workplace?

a)      Yes

b)      No

Q8. While travelling to office, do you face any kind of problems or risks to health or life?

a)      Yes

b)      No

Q9. Would you like to share something about risk management with us?